SECTION 1
The Origin of Emotions
Emotion is a common enough word, but if I am going
to talk about it for the next few hundred pages, I think I had better say exactly what I mean
by it. And I am happy to report that I mean what most dictionaries mean – I mean a mental
feeling, such as happiness or fear. Not only that, but the converse also applies. Any mental
feeling is an emotion.
Of course, sensation is also a feeling –
but it is a physical feeling, not a mental one.
Thought, volition and action, on the other hand, are not feelings at all. Thought, though, can
have a feeling as its subject – it can have anything as its subject.
Emotion, sensation, thought, volition and action
are interrelated in a continuous, omnidirectional dance of reciprocal influence (but surely no
gratuitous hyperbole) called the mind. However, sensation and action also have elements
outside the mind.
So emotions exist in the mind, but they are
not alone there. I didn't mention awareness, incidentally – I am saving that for later.
As for anything hypothetical beyond awareness, I will stick to simple things in this book; though
I do wax a little hypothetical elsewhere (see last footnote under Cautions).
Anyway, we now have a working definition of
emotions, and a general idea of their context. But I am still going to give a few examples –
skip them if they get tedious. Feelings like anger and sadness are examples of emotions. Feelings
like pressure on the big toe, or an itch where a mosquito fed, are not emotions – they are
sensations.
A feeling of severe crushing pain in the chest
is also a sensation – but it is likely to give rise to emotions, thoughts and actions. The
emotions might include fear, sadness and anger. The thoughts might include wondering what else
is in there, apart from the heart. And the actions might include calling an ambulance.
Thoughts like "three fives make fifteen"
are not in themselves associated with emotion – though past experiences in a schoolroom
could add an emotional overtone. Thoughts like "I will never amount to anything" are
almost always associated with emotion. So either sensation or thought can give rise to emotion,
or not – depending on the situation, current knowledge, previous experience and interpretation.
By now, you may be wondering why I have not
mentioned the brain. That is because this book's approach to the mind is subjective.
And resorting to my dictionary again, I am glad to discover that, by subjective, it means just
what I do – existing in one's own consciousness.
Subjectively, I am quite sure that I have a
mind. I live there, and sometimes I rearrange the furniture a bit. But subjectively, I have no
idea whether I have a brain. My anatomical studies lead me to think that it is extremely likely.
Some of my friends are inclined to imply that it is extremely unlikely. But subjectively, I can
only wonder about it.
Perhaps I do have a mind and a brain.
But I have no idea whether the two are the same, or a bit different, or very different. Fortunately,
though, I don't care. This book is a subjective exploration of one aspect of the mind –
its emotions. That is all it is. There are plenty of other books about the brain.
In exploring emotions, I will, as advertised,
consider their origin, their characteristics, their effects on our daily lives, their often considerable
power – and some very effective things that can be done to relieve the suffering which they
so often cause.
This first section is about their origin –
though it inevitably classifies them to some extent, as well. I am pretty confident of convincing
you that emotions have their origin in the universal human state of wanting something or
other. This is illustrated in the Wanterfall chart,
which will be introduced shortly, discussed lengthily, and referred to frequently.
It is by using this Wanterfall chart, in the
way described in the text, that I think you will become convinced that a significant degree of
wanting is the source of the turbulent river of our emotions. I will argue in favour of the proposition,
but if you really want to know the answer, the best way to find out is simply to watch it happening
in your own mind.
The Wanterfall Model of Emotions
You may already have looked at the rather sparse
flow chart called The Wanterfall Chart. If not, you will see it on the next page. If you think
it looks far too simplistic to represent anything of actual or potential value, I am not surprised.
After all, there are only sixteen words on the page.
However, that is entirely by design. It is simply
a skeleton, which will be fleshed out in the text. It is also meant to be used as the kernel of
a map of insights, by those readers who choose to make the ideas in this book a part of their
daily routine. For now, it would be a good idea to make a copy of the chart, so that you can refer
to it easily while reading about it – and perhaps scribble your own ideas on it as you go
along.
But how was this chart made? In a sense, it
created itself. The chart printed on the next page is just a neater copy of the most recent version
of the countless diagrams that I have scribbled down on scraps of paper over the last twenty-five
years, while attempting to clarify and simplify my own thought processes. Anyway, I suggest you
make that copy before reading any further – and keep it handy as you read the rest of the
book.
The Wanterfall Chart

The chart illustrates a cascading series of
subjective phenomena which flow spontaneously from the well known state of wanting. In
fact, two parallel cascades occur – rather like a waterfall, split by a jutting rock into
two adjacent falls, which feed a pair of turbulent rapids. Fancifully, a sort of waterfall of
wanting – hence Wanterfall.
If you watch carefully, you may be able to notice
the sequence of events depicted by one side or other of the Wanterfall in your own mind. You can
often notice the effects of those events in the behaviour of other people, too. But if it seems
like just another theory – that's OK. Let it be a theory, and come along for the ride –
on a strictly provisional basis – while I pin some ideas on the chart.
The Wanterfall starts with wanting,
and I will do the same. Starting earlier, with the causes of wanting, would not be relevant to
the Wanterfall model. Suffice it to say that some wanting is instinctive, some is learned and
there is rarely any shortage of either. However, I have included some very brief notes about the
causes of wanting in an appendix to this book.
I am using "wanting" in its broadest
sense. Wishing, for example, is certainly included. Wishing may seem a little more polite than
wanting. Nevertheless, if you wish something were so, or wish something were otherwise –
be it ever so refined a wish – you're already over the edge and riding those rapids.
Desire, whether horizontal or otherwise, is another word for wanting. And leaping straight to hope
or fear, without even noticing wanting on the way, will make barely any difference. Perhaps you
dived in, instead of being swept away. Perhaps you simply fell in – same Wanterfall, same
ride.
If only the water were smoother… Oh yes,
that reminds me! "If only" is yet another variant of wanting. It is especially common
when thinking of the past. If only I had done something differently. If only I could have another
go at the last twenty years of my life. "If only" simply means I wish it could have
been. Even plain old "if" is sometimes short for "if only".
What about the love/ success/ fitness/ whatever
that I never had at all? Can you miss, or wish for, what you never had? Easy – all
you have to do is imagine what could have been, and compare it with the reality. Welcome to the
Wanterfall.
In fact, we often miss what we never had, even
more than we miss what we had, and then lost! So, I want, or I wish, or I desire,
or I hope, or I fear, or if only, or anything with a remotely similar flavour
– whether related to the past, the present or the future – puts your kayak smack in
the maelstrom which I call the Wanterfall.
Having said all that, and hopefully included
every imaginable variant of wanting in the process, I would like to reiterate what I said in a
recent footnote. I am not talking about figures of speech, such as "and hopefully
included" or "would like to reiterate" – both of which you can see in the
previous sentence, incidentally. Nor am I referring to idle daydreams which are not thought of
as likely or necessary ever to become real.
Things like that may indeed point to a small
amount of desire – though the figures of speech often simply express opinion or intent.
But either way, they are of little or no significance as causes of emotions. It is the things
you really want strongly that cause the mischief. The mere flutter of a possible preference will
never cause a thundering, surging Wanterfall.
Before I explain the chart itself further (and
I agree that it is fairly self-explanatory, but that will not deter me) I must define the one
word found on it which is not (yet) in the dictionary. You already know my first made-up word
– Wanterfall. But there on the chart is a second – "propathy".
Before I say what propathy means, I will tell
you how to pronounce it. It has the accent on the "o" – which rhymes with "low".
The "pathy", I am glad to report, is the same as it is in antipathy or apathy –
in other words, pretty forgettable. None of this (nor the meaning, soon to be announced) is in
dispute, because it's my word. Well, it was, anyway. Now that it has been released into the wild,
I guess it is mine no longer.
But why did I have to make this word up in the
first place? Well, I searched for (literally) years to find an English word which is truly the
opposite of "antipathy". Why did I do that? Because the Wanterfall chart needs
the opposite of antipathy – just as desperately as it needs antipathy itself. The reality
is there, so the chart must acknowledge it – with a word. When I finally accepted that antipathy
has no antonym, I coined one.
Now, antipathy is a general term that covers
unfriendly feelings like anger, irritability, a "short fuse", frustration, animosity,
antagonism, aversion, coldness, detestation, dislike, disapproval, enmity, hatred, hostility,
ill will, malice and repugnance.
Therefore, propathy has to be a general term that covers friendly feelings like affection, amity, approval,
cordiality, fondness, goodwill, liking and warmth, as well as some of the meanings of the much
overworked word love. Otherwise, it could not possibly occupy the position on the chart
opposite antipathy. You will encounter propathy from time to time in the text, and it will always
have the meaning just given.
Now, back to the chart. We have seen that the
chart starts with the normal human tendency to want things to be a certain way –
whether or not that is the way they actually are. Of course, we often want things not
to be a certain way – but, for our purposes, that is the same thing. In either case,
we want a particular result – whether we define it in the positive or the negative, it is
the result we want.
For example, whether we want to remain well,
or we want not to get sick, the thing wanted is the same (good health). Or, if we want
some variation on that, or any other, theme, then that will be wanting, too. Whatever we want
or don't want, however we express it, is wanting. That is fairly straightforward – and universal.
We want to get what we want – a too true truism.
Sometimes, though, getting what we want is not
quite so straightforward as wanting it. We may not even know exactly what we want to get, or avoid
– but the effect can still be very powerful. At other times, we get exactly what we wanted
– but find that it does not bring much happiness when we get it. Indeed, it sometimes brings
unexpected sorrow.
However, the principle remains the same. While
we want it, it is something we want. Later, perhaps, it is no longer something we want,
and it is therefore no longer relevant as regards wanting. If we find that it is actually unpleasant,
and regret getting it, it will become something we don't want (which is still something
we want, but in the negative). The rapids are just as turbulent then, because the wanting is exactly
the same.
When we discover that something we wanted is
really useless or harmful, we have actually lost something we didn't even realise was at risk.
We have lost the pleasant illusion we originally had, that getting this thing would bring happiness.
And the loss of an illusion can be just as distressing as the loss of something concrete. So when
we think of wanting, we must include illusion and fantasy, if there are any strong desires attached
– though not, as previously mentioned, idle daydreams, as these lack that vital ingredient.
The outcome of wanting is often expressed in
terms of success (getting what we do want or not getting what we don't want) or failure (getting
what we don't want or not getting what we do want). Whether these things are concrete, or merely
figments of the imagination, makes no difference. And, if we don't like the outcome we wanted
and got, it just means we were riding one Wanterfall – and now we are riding another.
So although the situations in which wanting
is found may differ, the wanting itself is always the same phenomenon – and any example
of wanting will do, to start the Wanterfall flowing. After that, the chart moves in large steps,
which are in fact very broad generalisations, through the main possibilities that can follow any
given instance of wanting.
Arbitrarily, I have placed the possibilities
we prefer on the left hand side of the page, and the others on the right hand side of the page. As you can
see, six of these possibilities are identified by bold italic text with a shaded background.
I call these six possibilities the "primary
emotions". These six primary emotions each represent a group of related emotions, which
include, or from which can be derived, all of the more complex human feelings. They are discussed
in some detail under The Anatomy of Emotions.
Hope and fear regarding the outcome is the first
pair of primary emotions shown. The outcomes themselves are shown next. Then the remaining four
primary emotions appear, placed under the outcomes which generate them.
Finally, hope and fear reappear at the
bottom of the chart, in reverse order – because we always want to keep our good luck
– or else to lose our misfortune. And while we want, the Wanterfall continues. You
can go down it any time, and any number of times, all in the privacy of your own mind.
You will have noticed one other thing. As well
as the + signs that show how some of the vertical elements on the chart often coexist, there is
also a + sign between hope and fear, each time they appear. Though one of these emotions often
predominates, there is usually a little of the other lurking in the background.
We now come to a very important point. Apart
from "wanting", all the elements of the Wanterfall chart are arranged in pairs, with
the members of each pair shown on opposite sides of the page. These pairs represent symmetrical
opposites which exist in our emotional life. The members of each pair are so closely linked to
each other that each pair has often been likened to the two sides of a single coin.
In other words, if you find one member of the
pair, you can be sure its opposite is lurking nearby. Or, to put it another way, both members
of a given pair come into existence simultaneously – or not at all. This, however, does
not necessarily mean that both are experienced simultaneously. That is not uncommon with
hope and fear, but when it occurs with the other four, it is usually to a relatively minor degree.
For thousands of years, eastern philosophers
have emphasised the two-sided aspect of human emotions – and therefore of most aspects of
human existence. The word most often applied to this phenomenon is "duality". I will have quite a bit to say about duality in Section 3, when considering the ways
in which emotions exert their power over human beings.
But for now, we can notice a few things in passing.
There are three major "coins" (or dualities, or linked opposites) illustrated on the
chart. There is a coin with hope on the face and fear on the reverse. There is a coin with happiness
on the face and sadness on the reverse. And there is a coin with propathy on the face and antipathy
on the reverse. (Which side is called the face, and which the reverse, makes no difference at
all.)
Incidentally, the last two "coins"
mentioned, shown nearer the bottom of the chart, are sometimes merged into one coin of a larger
denomination. That coin has (emotional) pleasure on the face and (emotional) pain on the reverse. It is sometimes used as a sort of
placeholder for duality in general. However, it is a little non-specific for our purposes.
Of course, there are plenty of subsidiary dualities,
like right and wrong, good and bad, friend and foe. Some of them include other mental elements
as well as emotions – but it is the emotional component that gives them life. However, these
smaller dualities are not our immediate concern.
Having looked at the words on the chart, it
is almost time to consider how to use it. But first, I'm sure you have noticed that there are
many things which are not on the chart. In fact, most things are not on the chart.
This certainly makes it easier to read – but are some essential things missing?
What about equanimity – was it just too
boring to include? Or causeless joy – too unbelievable? Did perfect peace pass the author's
understanding? And love with no strings attached – did it simply float away? Well, perhaps
rather conveniently in the circumstances, I do not think those things are emotions at all. And
that means that they will barely get a mention in the text – let alone find a place on the
Wanterfall chart.
(Click the number of a footnote to return
to its reference in the text)
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